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Angel One settles Sebi proceedings over lapses in monitoring authorised persons, pays Rs 4.28 crore

Angel One has settled Sebi's adjudication and enquiry proceedings by paying Rs 4.28 crore. The regulator had alleged supervisory and monitoring lapses involving two authorised persons, including failures in due diligence, inspection processes, fund collection oversight and scrutiny of unauthorised activities.

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Economic TimesLean R·1d ago
Angel One settles Sebi proceedings over lapses in monitoring authorised persons, pays Rs 4.28 crore
Angel One has settled Sebi's adjudication and enquiry proceedings by paying Rs 4.28 crore. The regulator had alleged supervisory and monitoring lapses involving two authorised persons, including failures in due diligence, inspection processes, fund collection oversight and scrutiny of unauthorised activities.
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Angel One settles Sebi proceedings over lapses in monitoring authorised persons, pays Rs 4.28 crore

How 1 sources are covering this