Economic TimesLean R·
Sebi introduces lighter certification framework for non-core staff in investment advisory roles
The Securities and Exchange Board of India (Sebi) has launched a new certification, 'NISM Series-XXV-B', specifically designed for investment advisory personnel focused on sales and client interaction. This initiative is intended to simplify operational processes for financial firms while maintaining compliance standards. However, professionals in primary advisory roles will still need to obtain 'NISM Series-X-A' and 'X-B' certifications, ensuring a comprehensive regulatory framework.
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